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Important Consumer Disclosure
Sudeley Financial Management, LLC, (“SFM”) is a Registered Investment Advisor in the state of Minnesota, located in St. Paul, Minnesota. SFM and its representatives are in compliance with current registration and/or filing notice requirements imposed upon Minnesota Registered Investment Advisors. SFM may only transact business in those states in which it is registered, or qualifies for an exemption or exclusions from registration requirements.
SFM’s web site is limited to the dissemination of general information pertaining to its investment advisory and financial planning services. Accordingly, SFM’s web site on the Internet should not be construed by any consumer and/or prospective client as SFM’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet.
Any subsequent, direct communication by SFM with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides.
Past performance may not be indicative of future results. No current or prospective client should assume that the future performance of any specific investment or investment strategy [including those recommended by SFM] referred to directly or indirectly on this website, or indirectly referred to via link to any unaffiliated third party website will be profitable or will reach any particular performance levels. Historical performance results for investment indexes or categories generally do not reflect the negative impact of transaction or custodial charges or investment management fees.
An investment of any type involves varying amounts of risk, and there can be no assurance that any specific investment will be either suitable or profitable for a particular investor. No client or prospective client should assume that any information available on this website serves as the receipt of, or a substitute for, personalized individual advice from SFM or any other investment professional.
For information pertaining to the registration status of SFM, please contact the State of Minnesota, Department of Commerce. A copy of SFM’s current written disclosure statement discussing SFM’s business operations, services, and fees is available from SFM upon written request. SFM does not make any representations or warranties as to the accuracy, completeness, or relevance of any information prepared by any unaffiliated third party provider, whether linked to SFM’s web site or incorporated herein. All such information is provided solely for convenience purposes only and all users thereof should be guided appropriately.
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